Michael Antony Howard Rayer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 9 Jun 2021)
    • [FCA CF] Client dealing (4 Nov 2020 to 9 Jun 2021)
  • Advice 4U Financial Planning Ltd (no longer approved here)

    FRN 671527

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Jun 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Jun 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 1 Jun 2023)
    • CF11 Money Laundering Reporting (5 May 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (5 May 2015 to 30 Sep 2018)
    • CF30 Customer (5 May 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (5 May 2015 to 8 Dec 2019)
    • CF1 Director (5 May 2015 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (22 Jan 2009 to 25 Sep 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.