Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 31 Mar 2020)
    • Responsible for Insurance Distribution (since 31 Mar 2020)
    • Responsibility for MCD Intermediation (since 31 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (1 Mar 2019 to 8 Dec 2019)
  • Aria Finance Limited (no longer approved here)

    FRN 302964

    • CF1 Director (31 Oct 2004 to 27 Nov 2009)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 11 Sep 2006)
    • CF3 Chief Executive (31 Oct 2004 to 27 Nov 2009)
    • CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 27 Jul 2005)
    • CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 27 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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