Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BLACK BOOK FINANCE LTD
FRN 821215
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 31 Mar 2020)
- Responsible for Insurance Distribution (since 31 Mar 2020)
- Responsibility for MCD Intermediation (since 31 Mar 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF1 Director (1 Mar 2019 to 8 Dec 2019)
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- CF1 Director (31 Oct 2004 to 27 Nov 2009)
- CF8 Apportionment and Oversight (31 Oct 2004 to 11 Sep 2006)
- CF3 Chief Executive (31 Oct 2004 to 27 Nov 2009)
- CF19 Significant Mgt (Financial Resources) (31 Oct 2004 to 27 Jul 2005)
- CF17 Significant Mgt (Other Business Operations) (31 Oct 2004 to 27 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.