Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Toronto-Dominion Bank
FRN 124859
- SMF3 Executive Director (since 1 Aug 2025)
- [FCA CF] Client dealing (since 13 May 2025)
- [FCA CF] Material risk taker (19 May 2025 to 25 Sep 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.