Michael Anthony Spencer-Phillips

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (1 Jun 2020 to 17 Jul 2020)
- CF1 Director (AR) (16 Oct 2012 to 2 Mar 2020)
- CF4 Partner (AR) (18 Jul 2005 to 16 Oct 2012)
- CF21 Investment Adviser (9 Dec 2003 to 31 Oct 2007)
NB Wealth Management Ltd (no longer approved here)
FRN 587382
- (1)Employed By (1 Jun 2020 to 17 Jul 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.