Michael Anthony Coakley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • CF29 Significant management (11 Apr 2019 to 8 Dec 2019)
    • CF30 Customer (29 Apr 2016 to 8 Dec 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (17 Feb 2009 to 25 Nov 2009)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 19 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.