Michael Anthony Cleaver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Know Your Number Limited

    FRN 577471

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 25 Feb 2021)
    • [FCA CF] Functions requiring qualifications (since 25 Feb 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (2 Jul 2012 to 8 Dec 2019)
    • CF1 Director (2 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Jul 2012 to 8 Dec 2019)
    • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jul 2012 to 30 Sep 2018)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (1 Nov 2007 to 31 Dec 2010)
    • CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (1 Aug 2006 to 6 Aug 2007)
    • CF22 Investment Adviser (Trainee) (26 Jul 2006 to 1 Aug 2006)
  • Sinfonia Direct Ltd (no longer approved here)

    FRN 440606

    • Employed By (26 Jul 2006 to 1 Aug 2006)
  • Master Adviser Ltd (U445) (no longer approved here)

    FRN 171704

    • (20)Employed By (1 Dec 2001 to 30 Aug 2002)
  • Axiom Financial Management Ltd (672) (no longer approved here)

    FRN 192026

    • Employed By (1 Dec 2001 to 30 Aug 2002)

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