Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Newton Investment Management Limited
FRN 119331
- [FCA CF] Client dealing (since 24 Feb 2025)
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- [FCA CF] Client dealing (2 Apr 2024 to 1 Jul 2024)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (14 May 2013 to 8 Dec 2019)
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- [FCA CF] Client dealing (25 Nov 2020 to 2 Apr 2024)
- [FCA CF] Functions requiring qualifications (25 Nov 2020 to 25 Apr 2023)
- CF30 Customer (14 May 2013 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 24 Oct 2012)
- CF27 Investment Management (28 Sep 2005 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 24 Oct 2012)
- CF27 Investment Management (28 Sep 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (6 Dec 2001 to 4 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.