Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2022)
    • CF30 Customer (1 Nov 2007 to 22 Mar 2022)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Apr 2007 to 30 Jul 2007)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF21 Investment Adviser (6 Nov 2003 to 23 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.