Michael Andrew Sherwood

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mike Sherwood

    FRN 1044207

    • (1)Employed By (since 16 Oct 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Apr 2023)
    • CF30 Customer (since 17 Mar 2023)
  • Woodruff Hill Wealth Management Limited (no longer approved here)

    FRN 770329

    • Employed By (17 Mar 2023 to 6 Nov 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (20 Jul 2018 to 12 Dec 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (26 May 2016 to 6 Mar 2018)
    • CF30 Customer (21 Mar 2011 to 31 May 2014)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 4 Mar 2011)
    • CF21 Investment Adviser (3 Aug 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2006 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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