Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • OMNI - FINANCIAL LTD (no longer approved here)

    FRN 737468

    • Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 2 Dec 2020)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Feb 2026)
    • [FCA CF] Client dealing (1 Dec 2020 to 9 Feb 2026)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 17 Aug 2012)
    • CF21 Investment Adviser (21 Aug 2002 to 31 Oct 2007)
    • CF4 Partner (AR) (21 Aug 2002 to 17 Aug 2012)
  • Lighthouse (Central) (no longer approved here)

    FRN 196717

    • (2)Employed By (30 Sep 2004 to 17 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

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