Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (1 Dec 2020 to 2 Dec 2020)
- [FCA CF] Functions requiring qualifications (1 Dec 2020 to 9 Feb 2026)
- [FCA CF] Client dealing (1 Dec 2020 to 9 Feb 2026)
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- CF30 Customer (1 Nov 2007 to 17 Aug 2012)
- CF21 Investment Adviser (21 Aug 2002 to 31 Oct 2007)
- CF4 Partner (AR) (21 Aug 2002 to 17 Aug 2012)
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- (2)Employed By (30 Sep 2004 to 17 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.