Michael Andrew Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Acumen Financial Partnership Limited

    FRN 450163

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Aug 2021)
    • [FCA CF] Client dealing (since 2 Aug 2021)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Mar 2021)
    • CF30 Customer (28 Nov 2019 to 8 Dec 2019)
  • Balmoral Associates (887) (no longer approved here)

    FRN 165683

    • Employed By (1 Dec 2001 to 1 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.