Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LEXION FINANCIAL SERVICES LIMITED
FRN 558017
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 20 Feb 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (8 Dec 2020 to 20 Feb 2024)
- CF1 Director (2 Nov 2015 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (1 May 2003 to 31 Mar 2005)
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- CF21 Investment Adviser (11 Nov 2002 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.