Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Client dealing (1 Mar 2023 to 30 Jun 2025)
    • [FCA CF] Functions requiring qualifications (7 Apr 2017 to 30 Jun 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.