Michael Andrew Frame

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF1 Director (17 May 2010 to 23 Jun 2014)
- CF10 Compliance Oversight (17 May 2010 to 7 Jan 2013)
- CF28 Systems and controls (17 May 2010 to 1 Sep 2014)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF1 Director (1 Dec 2001 to 11 Jan 2010)
- CF10 Compliance Oversight (1 Dec 2001 to 10 May 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 8 Jan 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.