Michael Andrew Burnside

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RMB FINANCIAL MANAGEMENT (UK) LIMITED

    FRN 488850

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 14 Dec 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Dec 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Dec 2023)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 29 Mar 2022)
    • CF11 Money Laundering Reporting (17 Nov 2008 to 8 Dec 2019)
    • CF1 Director (17 Nov 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (17 Nov 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 Nov 2008 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 Nov 2008 to 30 Sep 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 24 Nov 2008)
    • CF24 Pension Transfer Specialist (20 Jun 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
    • CF1 Director (AR) (27 Feb 2006 to 24 Nov 2008)
  • RMB Financial Management (UK) Ltd (no longer approved here)

    FRN 192704

    • (3)Employed By (15 Aug 2000 to 24 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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