Michael Andrew Arias

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 11. Pension transfer specialist
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
    • CF1 Director (AR) (1 Aug 2006 to 31 Mar 2021)
    • CF10 Compliance Oversight (1 Sep 2005 to 31 Jul 2006)
    • CF24 Pension Transfer Specialist (16 Jul 2003 to 31 Oct 2007)
    • CF1 Director (16 Jul 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Jul 2003 to 5 Nov 2003)
    • CF21 Investment Adviser (16 Jul 2003 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (16 Jul 2003 to 5 Nov 2003)
  • Benchmark Financial Planning Limited

    FRN 227247

    • Employed By (since 2 Mar 2011)
  • Fusion Wealth Limited (no longer approved here)

    FRN 541404

    • [FCA CF] Client dealing (12 Mar 2021 to 5 May 2021)
    • [FCA CF] Functions requiring qualifications (12 Mar 2021 to 5 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 2 Mar 2022)
    • CF1 Director (AR) (13 May 2016 to 12 Mar 2021)
    • CF30 Customer (4 Aug 2011 to 1 Aug 2022)
    • CF1 Director (4 Aug 2011 to 8 Dec 2019)
  • EVOLUTION WEALTH NETWORK LIMITED (no longer approved here)

    FRN 591218

    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
    • CF30 Customer (1 Jul 2013 to 13 Mar 2019)
    • CF1 Director (1 Jul 2013 to 8 Dec 2019)
  • Clarke Walker Financial Management Ltd (no longer approved here)

    FRN 193153

    • Employed By (19 Dec 2006 to 19 Dec 2013)
  • McPhersons Walpole Harding (Financial Services) Ltd (no longer approved here)

    FRN 212969

    • (2)Employed By (28 Jun 2006 to 19 Dec 2006)
  • Ian Cooke & Partners (1296) (no longer approved here)

    FRN 163348

    • (10)Employed By (20 Apr 2000 to 29 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

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