Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jul 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Feb 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.