Michael Alsford

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- [FCA CF] Client dealing (16 Jun 2016 to 5 Apr 2022)
- CF30 Customer (14 Jan 2011 to 6 Mar 2016)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (29 Apr 2009 to 4 Jan 2011)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 13 Mar 2009)
- CF21 Investment Adviser (11 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Aug 2005 to 11 Dec 2006)
The Governor and Company of the Bank of Ireland (no longer approved here)
FRN 204721
- CF26 Customer Trading (4 Apr 2003 to 29 May 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.