Michael Allen

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Zeus Capital Limited (no longer approved here)

    FRN 224621

    • [FCA CF] Manager of certification employee (17 May 2023 to 5 Sep 2023)
    • [FCA CF] Client dealing (2 Dec 2020 to 5 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 17 May 2023)
    • CF1 Director (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (30 Sep 2014 to 8 Dec 2019)
  • Zeus Investment Management Limited (no longer approved here)

    FRN 816962

    • SMF3 Executive Director (9 Dec 2019 to 17 May 2023)
    • CF1 Director (13 Aug 2019 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Nov 2007 to 25 Sep 2014)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF21 Investment Adviser (15 Oct 2003 to 22 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.