Michael Alan Tupper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Tavistock Partnership Limited

    FRN 519014

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • Appointed representative dealing with clients for which they require qualification (since 10 Nov 2021)
    • CF30 Customer (since 9 Nov 2021)
    • [FCA CF] Client dealing (since 16 Aug 2021)
    • [FCA CF] Functions requiring qualifications (16 Aug 2021 to 10 Nov 2021)
  • Michael Tupper

    FRN 218026

    • (2)Employed By (since 9 Nov 2021)
    • (1)Employed By (30 Aug 2002 to 15 Aug 2021)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Aug 2021)
    • CF30 Customer (1 Nov 2007 to 15 Aug 2021)
    • CF7 Sole Trader (AR) (30 Aug 2002 to 31 Jan 2007)
    • CF21 Investment Adviser (30 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.