Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Employed By (since 31 Dec 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 12 Jan 2017)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 3 Apr 2003)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF21 Investment Adviser (30 Jun 2002 to 30 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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