Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lawrence Neil Wealth Management Ltd
FRN 942063
- Employed By (since 31 Dec 2020)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 12 Jan 2017)
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- CF30 Customer (1 Nov 2007 to 27 Oct 2016)
- CF21 Investment Adviser (3 Apr 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 3 Apr 2003)
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- CF21 Investment Adviser (30 Jun 2002 to 30 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.