Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (20 Jul 2022 to 4 Jul 2025)
- SMF16 Compliance Oversight (20 Jul 2022 to 6 Feb 2023)
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- [FCA CF] Client dealing (26 Jul 2021 to 30 Sep 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
- SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
- CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
- CF30 Customer (3 Jan 2019 to 8 Dec 2019)
- CF4 Partner (3 Jan 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 17 Sep 2010)
- CF21 Investment Adviser (3 Oct 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.