Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AlbaCore Capital LLP (no longer approved here)

    FRN 775385

    • SMF27 Partner (20 Jul 2022 to 4 Jul 2025)
    • SMF16 Compliance Oversight (20 Jul 2022 to 6 Feb 2023)
  • JNE Partners LLP (no longer approved here)

    FRN 505922

    • [FCA CF] Client dealing (26 Jul 2021 to 30 Sep 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Sep 2021)
    • CF10 Compliance Oversight (3 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (3 Jan 2019 to 8 Dec 2019)
    • CF4 Partner (3 Jan 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
    • CF21 Investment Adviser (3 Oct 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.