Miao Li

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Material risk taker (18 Oct 2021 to 14 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2021 to 14 Nov 2022)
    • [FCA CF] Client dealing (30 Oct 2017 to 2 Mar 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (9 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.