Mi-Sonn Kim

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 29 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Jun 2021)
    • CF30 Customer (23 Nov 2009 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 23 Oct 2009)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.