Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (12 Feb 2019 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 1 Oct 2020)
- [FCA CF] Manager of certification employee (since 1 Oct 2020)
- CF30 Customer (9 May 2019 to 8 Dec 2019)
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- [FCA CF] Material risk taker (1 Oct 2020 to 11 Jun 2024)
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- CF30 Customer (26 Nov 2015 to 10 Jan 2019)
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- CF30 Customer (26 Nov 2015 to 10 Jan 2019)
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- CF1 Director (22 Feb 2012 to 2 Sep 2013)
- CF30 Customer (20 Jan 2012 to 24 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.