Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (27 Apr 2020 to 21 Dec 2022)
    • [FCA CF] Client dealing (13 May 2019 to 15 Feb 2021)
    • [FCA CF] Manager of certification employee (13 May 2019 to 13 Jun 2025)
    • CF30 Customer (15 Dec 2008 to 6 Mar 2016)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Client dealing (2 Apr 2018 to 6 May 2019)
    • [FCA CF] Manager of certification employee (2 Apr 2018 to 6 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.