Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Hockridge Mortgages Limited
FRN 943849
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 4 Oct 2021)
- SMF3 Executive Director (since 4 Oct 2021)
- SMF16 Compliance Oversight (since 4 Oct 2021)
- Responsibility for MCD Intermediation (since 4 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
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- CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.