Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 4 Oct 2021)
    • SMF3 Executive Director (since 4 Oct 2021)
    • SMF16 Compliance Oversight (since 4 Oct 2021)
    • Responsibility for MCD Intermediation (since 4 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Royal London Unit Trust Managers Limited (no longer approved here)

    FRN 144037

    • CF21 Investment Adviser (11 Nov 2002 to 2 May 2003)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.