Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JEFFERIES INTERNATIONAL LIMITED
FRN 139253
- [FCA CF] Significant management (since 15 Jun 2022)
- [FCA CF] Material risk taker (since 15 Jun 2022)
- [FCA CF] Manager of certification employee (since 15 Jun 2022)
- [FCA CF] Client dealing (since 15 Jun 2022)
- [FCA CF] Algorithmic trading (15 Jun 2022 to 29 Nov 2024)
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- [FCA CF] Manager of certification employee (14 Mar 2022 to 15 Mar 2022)
- [FCA CF] Client dealing (14 Mar 2022 to 15 Mar 2022)
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- [FCA CF] Material risk taker (22 Feb 2019 to 15 Mar 2022)
- [FCA CF] Manager of certification employee (7 Jan 2019 to 15 Mar 2022)
- [FCA CF] Client dealing (11 Jun 2018 to 15 Mar 2022)
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- [FCA CF] Manager of certification employee (7 Jan 2019 to 15 Mar 2022)
- [FCA CF] Client dealing (11 Jun 2018 to 15 Mar 2022)
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- CF30 Customer (29 Aug 2012 to 27 Nov 2014)
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- CF30 Customer (15 Jan 2008 to 10 Aug 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.