Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 7 Sep 2015)
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- Employed By (7 Sep 2015 to 24 Aug 2016)
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- CF30 Customer (1 Nov 2007 to 24 Jan 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 24 Jan 2011)
- CF11 Money Laundering Reporting (14 Apr 2004 to 24 Jan 2011)
- CF10 Compliance Oversight (14 Apr 2004 to 24 Jan 2011)
- CF1 Director (14 Apr 2004 to 24 Jan 2011)
- CF21 Investment Adviser (14 Apr 2004 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (14 Apr 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.