Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Sep 2015)
  • Integrated Business Analysis Limited (no longer approved here)

    FRN 151544

    • Employed By (7 Sep 2015 to 24 Aug 2016)
  • A E THOMSON LIMITED (no longer approved here)

    FRN 231492

    • CF30 Customer (1 Nov 2007 to 24 Jan 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 24 Jan 2011)
    • CF11 Money Laundering Reporting (14 Apr 2004 to 24 Jan 2011)
    • CF10 Compliance Oversight (14 Apr 2004 to 24 Jan 2011)
    • CF1 Director (14 Apr 2004 to 24 Jan 2011)
    • CF21 Investment Adviser (14 Apr 2004 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (14 Apr 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.