Melvin Stephen Czapalski

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PROTECT AND INVEST LIMITED

    FRN 469073

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 18 Aug 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 8 Apr 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (21 Sep 2007 to 31 Mar 2009)
    • CF1 Director (21 Sep 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Sep 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Sep 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (21 Sep 2007 to 31 Oct 2007)
    • Responsible for Insurance Mediation (21 Sep 2007 to 30 Sep 2018)
  • ValidPath Limited (no longer approved here)

    FRN 197107

    • CF21 Investment Adviser (13 Jun 2005 to 14 Sep 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 1 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

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