Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (1 Nov 2007 to 30 Mar 2012)
    • CF23 Corporate Finance Adviser (7 Mar 2006 to 31 Oct 2007)
  • Herald Investment Management Limited (no longer approved here)

    FRN 166064

    • CF1 Director (1 Dec 2001 to 30 Sep 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 23 Aug 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 23 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.