Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • VANGUARD ASSET MANAGEMENT, LTD. (no longer approved here)

    FRN 527839

    • [FCA CF] Algorithmic trading (21 Dec 2020 to 11 Mar 2022)
    • [FCA CF] Manager of certification employee (21 Dec 2020 to 11 Mar 2022)
    • [FCA CF] Client dealing (21 Dec 2020 to 11 Mar 2022)
    • CF30 Customer (18 May 2017 to 8 Dec 2019)
  • PIMCO Europe Ltd (no longer approved here)

    FRN 149303

    • CF30 Customer (25 Oct 2010 to 19 Aug 2016)
  • Goldman Sachs Asset Management International (no longer approved here)

    FRN 147212

    • CF30 Customer (1 Nov 2007 to 4 May 2010)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.