Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 19 Sep 2024)
    • CF2 Non Executive Director (AR) (since 18 Jul 2024)
    • (4)Employed By (since 18 Jul 2024)
  • Schroder Real Estate Investment Management Limited (no longer approved here)

    FRN 190064

    • [FCA CF] Client dealing (15 Feb 2021 to 24 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 16 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 16 Jun 2022)
    • Responsible for Insurance Mediation (25 Jul 2016 to 30 Sep 2018)
    • CF1 Director (18 Feb 2014 to 8 Dec 2019)
  • Schroder Unit Trusts Limited (no longer approved here)

    FRN 197288

    • [FCA CF] Material risk taker (1 Oct 2020 to 24 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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