Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 Oct 2023)
    • CF1 Director (AR) (since 23 Oct 2023)
    • CF30 Customer (since 23 Oct 2023)
  • Quartz Financial Planning Ltd (no longer approved here)

    FRN 591061

    • (1)Employed By (23 Oct 2023 to 30 Oct 2023)
  • New Leaf Distribution Limited (no longer approved here)

    FRN 460421

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
    • CF30 Customer (13 Apr 2017 to 24 Oct 2023)
    • CF1 Director (AR) (27 Jan 2017 to 24 Oct 2023)
  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • CF26 Customer Trading (25 Nov 2005 to 16 May 2006)
  • The Bank of New York Mellon (International) Limited (no longer approved here)

    FRN 183100

    • CF26 Customer Trading (25 Nov 2005 to 16 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.