Melanie Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Windsor Private Office Investment Management Limited (no longer approved here)

    FRN 781702

    • Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2019)
    • CF10 Compliance Oversight (5 Dec 2017 to 9 Apr 2019)
    • CF11 Money Laundering Reporting (5 Dec 2017 to 9 Apr 2019)
    • CF1 Director (5 Dec 2017 to 9 Apr 2019)
    • CF30 Customer (5 Dec 2017 to 1 Aug 2018)
    • Responsible for Insurance Mediation (5 Dec 2017 to 30 Sep 2018)
    • CF3 Chief Executive (5 Dec 2017 to 22 Apr 2019)

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Updates to this individual's record on the FCA register.

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