Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 13 Nov 2025)
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- [FCA CF] Manager of certification employee (19 Mar 2018 to 16 Aug 2019)
- [FCA CF] Client dealing (19 Mar 2018 to 16 Aug 2019)
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- CF30 Customer (4 Aug 2010 to 6 Mar 2016)
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- CF30 Customer (8 Jan 2010 to 29 Jun 2010)
- CF21 Investment Adviser (1 Dec 2001 to 18 Apr 2002)
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- CF30 Customer (1 Nov 2007 to 17 Feb 2009)
- CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.