Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF13 Chair of the Nominations Committee (since 1 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (21 Jun 2021 to 1 Jan 2024)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 14 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.