Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (31 Jan 2019 to 30 Jan 2020)
    • [FCA CF] Client dealing (31 Jan 2019 to 30 Jan 2020)
    • [FCA CF] Manager of certification employee (20 Jun 2018 to 30 Jan 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (29 May 2018 to 24 Nov 2020)
    • [FCA CF] Material risk taker (9 May 2017 to 24 Nov 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 24 Nov 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.