Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF3 Chief Executive (AR) (9 May 2017 to 31 Oct 2019)
- CF4 Partner (AR) (9 May 2017 to 31 Oct 2019)
- CF30 Customer (9 May 2017 to 31 Oct 2019)
-
- CF30 Customer (28 Nov 2016 to 4 Apr 2017)
- CF4 Partner (AR) (28 Nov 2016 to 4 Apr 2017)
-
- Employed By (28 Nov 2016 to 4 Apr 2017)
-
- CF4 Partner (9 Mar 2015 to 22 Dec 2015)
- CF30 Customer (4 Feb 2015 to 22 Dec 2015)
-
- CF30 Customer (12 May 2008 to 17 Sep 2011)
-
- CF30 Customer (12 May 2008 to 17 Sep 2011)
-
- CF21 Investment Adviser (4 Sep 2002 to 31 Aug 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.