Melanie Claire Kennard

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AB Investment Solutions Limited

    FRN 705062

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 May 2016 to 8 Dec 2019)
    • CF1 Director (4 Jan 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (4 Jan 2016 to 8 Dec 2019)
  • R C Brown Investment Management Plc (no longer approved here)

    FRN 146002

    • CF30 Customer (6 Aug 2014 to 15 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.