Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 27 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jan 2025)
  • Arcus European Investment Manager LLP (no longer approved here)

    FRN 506441

    • CF10 Compliance Oversight (13 Jan 2014 to 3 Apr 2019)
    • CF11 Money Laundering Reporting (13 Jan 2014 to 3 Apr 2019)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF10 Compliance Oversight (26 Apr 2007 to 10 Jul 2007)
    • CF11 Money Laundering Reporting (26 Apr 2007 to 10 Jul 2007)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF10 Compliance Oversight (26 Apr 2007 to 10 Jul 2007)
    • CF11 Money Laundering Reporting (26 Apr 2007 to 10 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.