Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 22 Jun 2023)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jun 2011)
    • CF30 Customer (since 2 Jun 2011)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 3 Aug 2011)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Dec 2004 to 4 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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