Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Jun 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 5 Jun 2024)
    • [FCA CF] Client dealing (since 5 Jun 2024)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • [FCA CF] Proprietary trader (7 Mar 2016 to 30 Apr 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 May 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 May 2024)
    • CF30 Customer (27 Jun 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.