Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 31 Oct 2024)
- [FCA CF] Material risk taker (since 8 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2024)
- [FCA CF] Client dealing (since 8 Oct 2019)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 May 2023)
- [FCA CF] Material risk taker (18 Dec 2020 to 11 May 2023)
- [FCA CF] Manager of certification employee (8 Oct 2019 to 11 May 2023)
- CF30 Customer (2 Dec 2011 to 6 Mar 2016)
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Citibank, N.A.
FRN 124704
- [FCA CF] Manager of certification employee (since 31 Oct 2024)
- [FCA CF] Material risk taker (since 8 Feb 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 8 Feb 2024)
- [FCA CF] Client dealing (since 8 Oct 2019)
- [FCA CF] Material risk taker (27 Jan 2020 to 11 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (27 Jan 2020 to 11 May 2023)
- [FCA CF] Manager of certification employee (8 Oct 2019 to 11 May 2023)
- CF30 Customer (2 Dec 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (18 Dec 2020 to 11 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (18 Dec 2020 to 11 May 2023)
- [FCA CF] Client dealing (8 Oct 2019 to 11 May 2023)
- [FCA CF] Manager of certification employee (8 Oct 2019 to 11 May 2023)
- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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