Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (23 Jul 2018 to 11 Dec 2025)
    • [FCA CF] Significant management (23 Jul 2018 to 31 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (23 Jul 2018 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (23 Jul 2018 to 14 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (4 Sep 2017 to 31 Mar 2026)
    • [FCA CF] Client dealing (15 Nov 2016 to 31 Mar 2026)
    • [PRA CF] Managing a material risk taker (1 Aug 2016 to 14 Aug 2020)
    • [FCA CF] Manager of certification employee (1 Aug 2016 to 11 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2016 to 31 Mar 2026)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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