Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 31 Jan 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (30 Nov 2020 to 21 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (23 Nov 2020 to 21 Jan 2023)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Material risk taker (12 Jun 2018 to 7 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
    • CF30 Customer (5 Nov 2015 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (12 Jun 2018 to 7 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 7 Jan 2021)
    • CF30 Customer (5 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.