Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Union Bancaire Privée (UK) Limited
FRN 119250
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (since 7 Sep 2023)
- [FCA CF] Functions requiring qualifications (6 Aug 2021 to 13 Apr 2022)
- [FCA CF] Client dealing (27 Feb 2020 to 27 Jul 2020)
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- CF30 Customer (21 Feb 2018 to 21 Aug 2019)
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- CF30 Customer (11 Jul 2017 to 27 Oct 2017)
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- Employed By (11 Jul 2017 to 27 Oct 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.