Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Sep 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2023)
    • [FCA CF] Functions requiring qualifications (6 Aug 2021 to 13 Apr 2022)
    • [FCA CF] Client dealing (27 Feb 2020 to 27 Jul 2020)
  • Atomos Financial Planning Limited (no longer approved here)

    FRN 193503

    • CF30 Customer (21 Feb 2018 to 21 Aug 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Jul 2017 to 27 Oct 2017)
  • TWA Finance Limited (no longer approved here)

    FRN 755259

    • Employed By (11 Jul 2017 to 27 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.