Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 26 May 2022)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (1 Dec 2020 to 26 May 2022)
- [FCA CF] CASS oversight function (1 Dec 2020 to 26 May 2022)
- CF10 Compliance Oversight (26 Mar 2019 to 8 Dec 2019)
- Responsibility for MCD Intermediation (26 Mar 2019 to 31 Jan 2023)
- CF1 Director (1 Sep 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.