Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Daiwa Capital Markets Europe Limited
FRN 124490
- SMF1 Chief Executive (since 19 Aug 2022)
- SMF3 Executive Director (since 19 Aug 2022)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 May 2021)
- CF29 Significant management (11 Oct 2016 to 8 Dec 2019)
- CF30 Customer (7 Jan 2015 to 8 Dec 2019)
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- CF30 Customer (7 Nov 2014 to 31 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.