Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (24 May 2024 to 6 Jun 2025)
    • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • [FCA CF] Client dealing (1 Sep 2022 to 6 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.